ASIC units of Competency

Prerequisities

FNSICCUS506B

FNSICADV502B

FNSICPRO502B

FNSICCUS507B

FNSFMKT502B

FNSFMKT503B

Determine client requirements and expectations

Provide appropriate and timely information and advice to clients

Conduct research to support recommendations

Record and implement client instructions.

Analyse financial market products for client

Advise clients on financial risks

FNSASIC503TB

Provide advice in Managed Investments

y

y

y

y

FNSASIC503UB

Provide advice in Superannuation

y

y

y

y

FNSASIC503VB

Provide advice in Derivatives

y

y

y

y

FNSASIC503WB

Provide advice in Securities

y

y

y

y