Student Handbook: Units of competency

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UNITS OF COMPETENCY

• ASIC Unit Prerequisites
• Equivalent units mapping

ASIC Units

• FNSASIC503TB Provide Advice on Managed Investments
• FNSASIC503UB Provide advice in Superannuation
• FNSASIC503VB Provide advice in Derivatives
• FNSASIC503WB Provide advice in Securities

ASIC Unit Prerequisites

Prerequisites for all

• FNSICCUS506B Determine client requirements and expectations
• FNSICCUS507B Record and implement client instructions.

Prerequisites for Managed Investments & Super

• FNSICADV502B Provide appropriate and timely information and advice to clients
• FNSICPRO502B Conduct research to support recommendations

Prerequisites for Securities and Derivatives

• FNSFMKT502B Analyse financial market products for client
• FNSFMKT503B Advise clients on financial risks
  

Industry core units

• FNSICGEN301B Communicate in the workplace
• FNSICGEN302B Use technology in the workplace
• FNSICGEN304B Apply health and safety practices in the workplace
• FNSICIND401B Apply principles of professional practice to work in the financial services industry

Elective units

• FNSFMKT501B Analyse Financial Markets and Information
• FNSRISK501B Undertake Risk Identification